Use this guide to quickly access the main compliance articles and resources that support your commercial broking activities. It brings together key obligations, approval processes, and risk compliance guidance in one place.
Meet your compliance and policy obligations
Use these articles to understand your core obligations when working with customers, handling information, and managing commercial broking activities. Please note, the below links reference the requirements of Connective Credit Representatives.
Important: These obligations apply across your broker activities. Review them regularly and follow any process updates in the linked articles.
Check approval requirements
Use these articles when you need to request approval before proceeding.
Note: Check the relevant approval steps before you submit an application.
Protect your business and customer information
Use these resources to strengthen your cyber security awareness and respond appropriately to data risks.
Reduce fraud and manage staff conduct
Use these articles to help identify fraud risks and understand the limits of staff activity.
Need help?
If you need help with the policies, approvals, or obligations covered in this article, contact your Partnership Manager or email [email protected]