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Managing guarantee lending and guarantor obligations

Use this guide to understand your obligations when working with guarantors, including how to manage compliance requirements, structure applications, and communicate with all parties.

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What is guarantee lending?

Guarantee lending allows a third party (guarantor) to support a borrower’s loan using either their property, income, or both.

There are two types of guarantors:

  • Security guarantor

  • Servicing guarantor

Understanding the difference is critical, as each has different compliance obligations under the National Consumer Credit Protection (NCCP) Act.

What is a security guarantor?

A security guarantor uses equity in their residential property as security for part of a borrower’s loan.

They are commonly a close family member, such as a parent or sibling, though some lenders may allow extended family.

The guarantor:

  • Does not provide cash for the deposit

  • Nominates a limited guarantee amount

  • Is only liable for the guaranteed portion if the loan defaults

This structure can help borrowers:

  • Purchase with a smaller deposit

  • Reduce or avoid lenders mortgage insurance (LMI)

How a security guarantor structure works

Example:

A borrower purchases a $500,000 property with a $50,000 deposit (10%).

To avoid LMI, a guarantor provides $50,000 equity from their property. This creates a combined 20% security position.

The borrower can proceed without paying LMI, subject to lender approval.

NCCP obligations for security guarantors

Security guarantors are not considered borrowers under NCCP responsible lending obligations. However, you must still follow best-practice conduct.

You must clearly explain the guarantor’s limited liability and ensure they understand the risks before proceeding.

What you need to do

  • Provide the guarantor with your Credit Guide

  • Recommend independent legal and financial advice in writing

  • Ensure the guarantor understands their obligations under the loan

Many lenders require written confirmation that independent advice has been obtained.

What is a servicing guarantor?

A servicing guarantor supports a loan using their income to help meet serviceability requirements. They are typically a close family member.

The lender may:

  • Include the guarantor’s income in servicing calculations

  • Use their property as additional security (in some cases)

NCCP obligations for servicing guarantors

Servicing guarantors are treated as loan applicants under NCCP.

This means full responsible lending obligations apply.

You must treat servicing guarantors the same as borrowers for compliance purposes.

What you need to do

  • Complete full NCCP documentation

  • Conduct suitability and affordability assessments

  • Collect personal and financial information

  • Provide all required disclosure documents

Submitting guarantor applications in Apply Online

Some lenders require multiple applications when a guarantor is involved.

When multiple applications are required

Example:

  • One application for the borrower’s loan (e.g. 80%)

  • One application for the guaranteed portion (e.g. 20%)

What you need to do

  • Create a separate Mercury Opportunity for each application

  • Clearly link both opportunities

  • Retain all notes and communication in the primary Opportunity

Always confirm lender-specific requirements before submission.

Managing communication and conduct

You are responsible for ensuring clear, transparent communication with all parties.

Best-practice approach

  • Conduct initial meetings with all applicants and guarantors

  • Hold at least one separate discussion with guarantors

  • Communicate directly with guarantors at all stages

  • Do not rely on borrowers to relay information

You must ensure guarantors are not pressured by borrowers at any stage.

Ongoing communication

  • Include all parties in key updates

  • Document all discussions and decisions

  • Confirm key points in writing after meetings

Encouraging independent advice

Guarantors must understand the legal and financial risks of entering a guarantee.

Always recommend independent legal and financial advice before signing any documents. This is typically a lender requirement and supports your compliance obligations.

What happens next

After submission:

  • The lender will assess both borrower and guarantor positions

  • Additional documents may be requested

  • Independent legal advice confirmation may be required before approval

Need help?

If you need help with compliance requirements or guarantor scenarios, contact your Partnership Manager or email [email protected].

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