What is the Compliance Checklist?
The purpose of this checklist is to ensure you have completed and generated the minimum required NCCP documents and have uploaded them to ApplyOnline. These requirements are mandatory for Connective Credit Representatives.
These are:
Connective Credit Representative Credit Guide
Preliminary Assessment
Credit Proposal Disclosure
Compliance Checklist in the Supporting Documents section
Being compliant has never been so easy! Let’s break it down in steps.
Step 1
Once you have generated and completed these compliance documents in Mercury, save a copy of these documents to your desktop. You will still be required to hold these documents in Mercury under the opportunity.
Step 2
You’re now ready to submit the application in ApplyOnline. Upload the compliance documents to the compliance checklist tab. Remember, you will only need to upload the completed Credit Guide, Preliminary Assessment and Credit Proposal Disclosure documents.
Note: If you cannot see the light grey column where the Compliance Checklist is displayed you may need to zoom out in your browser.
Step 3
Your application will not proceed if you have not uploaded the minimum required NCCP documents. You will see the following error message to let you know you will need to complete this task.
Step 4
Lenders that do not support Supporting Docs in ApplyOnline (e.g: Adelaide Bank, Bankwest) will have the following message displayed. You are still required to upload the Compliance Checklist documents.
Note: These documents are not sent to the Lender.
NextGen offers free training to users. Register via their website.